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Mike Ferguson
Managing Partner
IPG West |
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Court Vacates SEC Rule 151a
The US Court of Appeals has vacated SEC Rule 151a which affirms that Indexed Annuities are NOT a security and are regulated by the States and State Insurance Departments. In addition, the Harkin Amendment to the Financial Services Reform Bill has been approved by the Confernce Committee. The Harkin Amendment classifies that fixed indexed annuiites are NOT securities. [read more...]
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